Westpac adviser at centre of ASIC suit got ‘high achievement’ ratings, bank admits

Financial Services 2018-08-15 9:32 pm By Cat Fredenburgh | Melbourne

Please login to bookmark

Westpac admits that it violated the Corporations Act by awarding high performance marks to a financial adviser whose work was flagged for compliance concerns during several internal reviews.

Subscribe to Lawyerly to access this article.

Already a subscriber?
Lost your password?

For information on rights and reprints, contact subscriptions@lawyerly.com.au