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EY’s ‘surprising’ switch from Allens to Holding Redlich delays suit over Penrice audits
Accounting 2021-05-20 11:29 pm By Cat Fredenburgh Melbourne

Ernst & Young has delayed in filing its evidence in a lawsuit by Sydney-based investment firm London City Equities over its auditing of collapsed soda ash maker Penrice after hiring Holding Redlich to replace Allens just a few months before a mediation deadline.

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Jump swim school hit with $23M penalty for ‘very serious’ consumer law breaches
ACCC 2021-05-20 4:47 pm By Miklos Bolza Sydney

The failed franchisor behind the Jump Swim Schools brand has been hit with a $23 million penalty for what a Federal Court judge found were “very serious” consumer law contraventions.

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Law firm investigating class action against Nuix over IPO
ASIC 2021-05-19 10:49 pm By Cat Fredenburgh Melbourne

Phi Finney McDonald is investigating a class action against technology company Nuix over its $2.5 billion float, following troubling reports about the Macquarie-backed company’s pre-IPO corporate governance and financial reporting.

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ASIC should spell out ‘serious’ insider trading allegations, Westpac tells court
Allens 2021-05-19 4:07 pm By Cindy Cameronne Sydney

Westpac has argued that ASIC should flesh out its case accusing the banking giant of insider trading before the $16 billion privatisation of electricity provider Ausgrid, saying the regulator has not explained the nature of the alleged inside information.

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Rex hit with $66,000 penalty for failing to disclose domestic launch plans
ASIC 2021-05-18 12:28 pm By Cat Fredenburgh Melbourne

The Australian Securities and Investments Commission has fined Regional Express Holdings $66,000 after finding there were reasonable grounds to believe the airline violated it continuous disclosure obligations by telling a journalist, but not shareholders, about its potential plans to launch domestic operations.

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Ex-CFO sentenced to jail time for market manipulation
ASIC 2021-05-18 8:57 am By Cat Fredenburgh Melbourne

The former chief financial officer of delisted Traditional Therapy Clinics has been sentenced to one year and ten months in prison after pleading guilty to market manipulation charges relating to transactions intended to create an artificial share price for the traditional therapy clinic company.

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Baker McKenzie dragged into Chinese lender’s case against PwC over failed Aussie launch
Accounting 2021-05-17 5:52 pm By Cindy Cameronne Sydney

Chinese lender Aoyin wants to join Baker McKenzie to its claims against PwC over a failed bid to launch the first Chinese bank incorporated in Australia, after advice documents from the law firm were uncovered in a last-minute privilege fight.

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Shell wins appeal over deductions from WA gas exploration project
Alain Musikanth 2021-05-17 4:11 pm By Miklos Bolza Sydney

Fossil fuel giant Shell Australia has partially won a challenge to a tax office decision denying deductions claimed over an acquisition the increased the company’s stake in Woodside Energy’s Browse Basin gas exploration joint venture project.

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ASIC sues to wind up four PE Capital managed investment schemes
ASIC 2021-05-14 4:22 pm By Miklos Bolza Sydney

The Australian Securities and Investments Commission has launched court proceedings seeking to wind up investment manager PE Capital Funds Management, whose trustee Endeavour Securities has connections to collapsed financial services company Linchpin Capital, as well as four of its unregistered managed investment schemes.

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800-page report dooms ASIC bid for early trial in cybersecurity case against IOOF unit
ASIC 2021-05-14 3:39 pm By Cindy Cameronne Sydney

A judge has denied ASIC’s request that the court hear its case against RI Advice in November, giving the IOOF unit more time to respond to the 800-page expert report filed by the regulator in support of its case that the company lacked adequate cybersecurity systems.

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