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IOOF to face expanded misconduct allegations in shareholder class action
APRA 2021-11-19 3:35 pm By Miklos Bolza Sydney

A judge has given the green light to expanded misconduct allegations in a shareholder class action against IOOF, including claims of insider trading and front-running.

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Mayfair’s James Mawhinney files complaints against ASIC lawyers
ASIC 2021-11-19 3:13 pm By Cindy Cameronne Sydney

Mayfair 101 director James Mawhinney is seeking disciplinary action against ASIC’s lawyers over a media release accusing him of breaching a 20-year ban on raising funds and which disclosed the regulator had asked a court to hold him in contempt.

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Dixon Advisory class action wants court to hold penalty in ASIC case
ASIC 2021-11-19 1:21 pm By Cat Fredenburgh Melbourne

The applicant in a class action against self-managed superfund provider Dixon Advisory wants to intervene in ASIC’s proceedings, which the company agreed to resolve for $7.2 million, saying any penalty in the case should be held by the court until the resolution of the class action.

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ASIC hits MLC with $17.5M court action over insurance failures
ASIC 2021-11-19 9:14 am By Cat Fredenburgh Melbourne

The corporate regulator has taken MLC Limited to court, alleging the insurer’s failure to implement proper systems and controls over a more than 20 year period caused $17.5 million in harm to over a quarter million consumers.

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ACCC greenlights Meta’s proposed acquisition of Kustomer
ACCC 2021-11-18 6:32 pm By Bianca Hrovat Sydney

The Australian Competition and Consumer Commission says Meta’s proposed acquisition of customer relationship management start-up Kustomer is unlikely to have any substantial impact on competition.

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‘Cranky’ judge slams ‘disgraceful’ year-long privilege fight in class action against Westpac units
APRA 2021-11-18 4:48 pm By Miklos Bolza Sydney

A judge has scolded Slater & Gordon and two Westpac subsidiaries for a “disgraceful” privilege spat in a class action over allegedly excessive superannuation fees that he said had “gone badly off the rails”.

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Low GetSwift class action settlement to get OK despite ‘slam dunk’ case
Alan Shearer 2021-11-18 2:39 pm By Miklos Bolza Sydney

A judge has indicated he will approve the ‘very low’ GetSwift class action settlement because the company appeared to be broke, but the law firm behind the case has been pulled up by the court for a previous costs estimate that has blown out by $3 million.

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Freezing orders extended against developer James Raptis in $110M tax case
ATO 2021-11-18 11:09 am By Christine Caulfield Melbourne

A judge has extended asset freezing orders until next year in a $109.5 million case brought by the tax office against Gold Coast property developer James Raptis and his companies.

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PwC hit with $43M negligence lawsuit by failed VET provider Cornerstone
ACCC 2021-11-17 4:06 pm By Bianca Hrovat Sydney

Accounting firm PricewaterhouseCoopers is facing claims of professional negligence by insolvent tertiary education provider Cornerstone for allegedly assisting the company’s former director in overstating the company’s revenue and unlawfully extinguishing his debt.

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Ex-Healthe Care exec fined $10,000 for insider trading
ASIC 2021-11-17 12:00 pm By Cat Fredenburgh Melbourne

A former executive of hospital operator Healthe Care has been sentenced and fined $10,000 after pleading guilty to one charge of insider trading for acquiring a large number of the company’s shares while in possession of inside information regarding plans to acquire a rival hospital operator.

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