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With class actions likely, Westpac gives share purchasers a way out
ASIC 2019-11-28 11:34 pm By Cat Fredenburgh Melbourne

Embattled banking giant Westpac may be seeking to limit its potential liability in any shareholder class actions it may face in the wake of AUSTRAC’s lawsuit alleging 23 million breaches of anti-money laundering and counter-terrorism financing laws, with the bank offering to refund some of those that purchased shares as part of a $2.5 billion capital raising.

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Dentons defends Afterpay money laundering advice
AUSTRAC 2019-11-26 5:30 pm By Cat Fredenburgh Melbourne

Dentons is standing by the legal advice it gave to Afterpay regarding its compliance with anti-money laundering laws, after an independent auditor found the buy now, pay later company received “incorrect” advice from top-tier Australian law firms.

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Westpac CEO steps down following AUSTRAC lawsuit
AUSTRAC 2019-11-26 11:59 am By Miklos Bolza Sydney

Westpac CEO Brian Hartzer has stepped down after admitting he was “ultimately accountable” for failures detailed in an AUSTRAC lawsuit alleging over 23 million breaches of anti-money laundering and counter-terrorism financing laws.

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Top tier law firms gave Afterpay bad advice on anti-money laundering compliance, auditor says
AUSTRAC 2019-11-25 10:24 pm By Cat Fredenburgh Melbourne

Buy now, pay later giant Afterpay got bad legal advice from “top tier Australian law firms” on its anti-money laundering compliance, an auditor’s report has found.

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‘Orwellian doublespeak’: Judge lashes Dover Financial’s client protection policy
ASIC 2019-11-22 11:10 pm By Cat Fredenburgh Melbourne

The Australian Securities and Investments Commission has won its case against defunct financial advisor Dover Financial and its former director, who famously collapsed during the banking royal commission, with a judge saying the company engaged in misleading and deceptive conduct through its inaptly titled ‘client protection policy’.

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‘The well has run dry’: Judge shoots down class action bid for internal Ford reports
ACCC 2019-11-22 10:07 pm By Cat Fredenburgh Melbourne

The judge overseeing a class action against car maker Ford over its allegedly defective PowerShift transmission has shot down the applicant’s request for additional discovery, saying that after multiple delays in the case “the well has run dry”.

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AUSTRAC sues Westpac for ‘systemic’ money laundering failures
AUSTRAC 2019-11-20 10:30 am By Cat Fredenburgh Melbourne

Westpac has been hit with a lawsuit by AUSTRAC for its alleged “systemic” failure to comply with anti-money laundering and counter terrorism finance laws.

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NAB manager sentenced over home loan fraud
ASIC 2019-11-19 9:41 pm By Cat Fredenburgh Melbourne

A former National Australia Bank branch manager has been sentenced to a year of home detention for engaging in fraud in relation to the bank’s scandal-ridden Introducer home loan program.

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CBA unit pleads guilty to 87 charges over insurance hawking
ASIC 2019-11-19 10:36 am By Miklos Bolza Sydney

The Commonwealth Bank of Australia’s insurance division, CommInsure, has pleaded guilty to 87 criminal charges that it hawked life insurance products in unsolicited telephone calls, but wants credit for the early plea.

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NAB admits to violating Credit Act with ‘Introducer’ program
APRA 2019-11-18 11:40 pm By Cat Fredenburgh Melbourne

The National Australia Bank has admitted to most of the violations alleged in the Australian Securities and Investments Commission’s case over the bank’s $24 billion scandal-ridden ‘Introducer’ loan referral program.

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