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ASIC sets sights on AMP, with more than 5 new cases expected this year
AMP 2020-08-05 6:09 pm By Alison Eveleigh Sydney

The Australian Securities and Investments Commission has told a parliamentary committee that it plans to bring more than five court proceedings against AMP before the end of the year and has referred a number of investigations into the financial services giant for possible criminal prosecution.

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ACCC takes Sumo Power to court for alleged pricing bait and switch
ACCC 2020-08-05 1:21 pm By Cat Fredenburgh Melbourne

The Australian Competition and Consumer Commission has initiated proceedings against Victorian electric utility Sumo Power for allegedly luring customers with the promise of discounts and low rates only to jack up their prices months later.

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Former financial adviser gets six years in jail for $1.86M Ponzi scheme
Article 2020-08-04 4:14 pm By Christine Caulfield Melbourne

Former financial adviser Graeme Miller has been jailed for six years after pleading guilty to misappropriating $1.865 million in client funds in what a judge described as a “cruel and deceitful betrayal”.

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Google, Facebook face fines of at least $10M for breaches of ACCC media bargaining code
ACCC 2020-07-31 12:55 pm By Christine Caulfield Sydney

Google and Facebook will face penalties of at least $10 million for breaches of a media bargaining code drafted by the ACCC that aims to create a “level playing field” between Australian media companies and the tech giants.

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ASIC scores ‘narrow’ win in case against ex-Tennis Australia director
Aaron Weinstock 2020-07-31 12:43 pm By Miklos Bolza Sydney

A judge has handed ASIC a “narrow” win in its action against former Tennis Australia director Harold Mitchell, tossing most of the regulator’s case and accusing it of “confirmatory bias”.

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‘Extraordinary circumstances’: ACCC blesses Rex’s ongoing coordination with Qantas, Virgin
ACCC 2020-07-30 3:40 pm By Cat Fredenburgh

The Australian Competition and Consumer Commission has extended an authorisation allowing Regional Express to coordinate with Qantas and Virgin on certain regional routines during the coronavirus pandemic. The airlines won interim authorisation from the competition regulator in March to coordinate flight schedules and share revenue on what the ACCC called ten important regional routes. Under…

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ACCC loses appeal in TPG ‘prepayment’ case
ACCC 2020-07-30 3:13 pm By Cat Fredenburgh Melbourne

The Australian Competition and Consumer Commission has come up short in its challenge to a ruling that dismissed its case against TPG over contract terms that allowed the internet provider to keep customers’ unused prepaid funds on phone or internet plans.

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ASIC says ‘light touch’ approach to class action funders to end
ACCC 2020-07-29 10:16 pm By Miklos Bolza Sydney

The Australian Securities and Investments Commission told the government’s class action inquiry that it was committed to making the existing class action regime work with upcoming regulations that will spell the end of its “light touch” approach to litigation funders.

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Investment scheme wound up after ‘systematic misappropriation’ of $7M in funds
April Freeman 2020-07-28 9:49 pm By Miklos Bolza Sydney

A court has granted ASIC’s bid to wind up an illegal managed investment scheme whose operators fled to India following the “systematic misappropriation” of almost $7 million in investor funds.

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Westpac’s anti-money laundering woes worsen
Allens 2020-07-28 1:37 pm By Cat Fredenburgh

Westpac anti-money laundering compliance troubles continue to worsen, with the bank reporting an additional 365,000 incomplete or inaccurate threshold transaction reports to AUSTRAC.

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