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ACCC takes Agrison to court over warranty representations
ACCC 2020-10-27 10:49 pm By Cat Fredenburgh Melbourne

The consumer watchdog has filed court proceedings against agricultural equipment supplier Agrison for allegedly misleading tractor purchasers about its warranties and after-sales services.

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ASIC deputy chair Daniel Crennan resigns over $70,000 rental payments controversy
ASIC 2020-10-26 1:26 pm By Christine Caulfield Melbourne

Australian Securities and Investments Commission deputy chair Daniel Crennan has quit his post after questions emerged over $70,000 in rental assistance payments to the regulator’s enforcement head.

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CBA fined $150,000 for increasing problem gambler’s credit card limit
ASIC 2020-10-23 5:30 pm By Christine Caulfield Sydney

The Commonwealth Bank of Australia has been fined $150,000 after a Federal Court judge found the bank had breached the law by increasing a problem gambler’s credit card limit but that the conduct was “not systematic, deliberate or covert”.

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Clive Palmer’s $21M offer to drop 14 lawsuits rejected by Coolum villa owners as ‘insane’
Alexander Law 2020-10-23 3:56 pm By Miklos Bolza Sydney

An offer by billionaire Clive Palmer to pay $21 million for all remaining shares in villas at the Palmer Coolum Resort in Queensland and drop 14 lawsuits over resort ownership has been rejected by villa owners.

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ASIC chair James Shipton steps aside pending review of relocation expenses
ASIC 2020-10-23 1:30 pm By Christine Caulfield Melbourne

ASIC chairman James Shipton has temporarily stepped aside pending an independent review of $118,000 in payments made to the regulatory head linked to his relocation from the US in 2018.

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Mayfair’s Mawhinney can’t stop trial prep in ASIC cases
Ashurst 2020-10-22 4:57 pm By Miklos Bolza Sydney

James Mawhinney, director of the besieged Mayfair Group, has lost his bid to slow down two proceedings filed by ASIC which he claims will have a “catastrophic” effect on his business, staff and investors.

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ACCC takes Fuji Xerox to court over ‘unfair’ contract terms
ACCC 2020-10-22 1:45 pm By Cat Fredenburgh Melbourne

The consumer watchdog has filed court proceedings against Fuji Xerox alleging the Japanese print giant’s standard form contracts with small businesses contain a bevvy of unfair contract terms that could cause them harm.

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AUSTRAC’s record $1.3B penalty for Westpac’s money laundering breaches wins court OK
Allens 2020-10-21 2:50 pm By Christine Caulfield Melbourne

A judge has given the greenlight to AUSTRAC’s $1.3 billion penalty against Westpac over the bank’s 23 million breaches of money laundering and counter-terrorism laws, the biggest regulatory fine ever paid by an Australian company.

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Societe Generale hit with $30,000 penalty for criminal breaches of client money rules
ASIC 2020-10-21 1:08 pm By Christine Caulfield Melbourne

The Australian unit of French investment bank Société Générale must pay a $30,000 penalty after pleading guilty to four counts of breaching client money handling rules.

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Banned celebrity financial advisor Sam Henderson fined $10,000
ASIC 2020-10-20 4:47 pm By Cat Fredenburgh Melbourne

Former celebrity advisor and banking royal commission witness Sam Henderson has avoided jail time and been fined $10,000 after pleading guilty to dishonesty and defective disclosure offences for falsely telling clients he had completed a Master of Commerce degree.

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