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Clive Palmer hit with criminal charges over $12M in transfers
ASIC 2020-07-17 1:58 pm By Cat Fredenburgh Melbourne

Queensland politician and mining magnate Clive Palmer has been hit with criminal charges for allegedly using his position as director of Minerology to allow $12 million in transfers for unauthorised purposes, including to support his party’s political ambitions.

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Westpac hit with class action over banned car loan scheme
ASIC 2020-07-16 10:35 pm By Cat Fredenburgh Melbourne

Westpac has been hit with a class action over a “shonky” car loan scheme, in what is the first class to be filed in Victoria Supreme Court following passage of a state law allowing lawyers to earn contingency fees.

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‘Horrendous class action journey’: BoQ case should be focus of inquiry, group members say
ASIC 2020-07-15 11:23 pm By Miklos Bolza Sydney

Elderly victims of Ponzi schemer Bradley Sherwin have told the government’s class action inquiry of their “horrendous class action journey”, which led to a “pathetic outcome” in which the majority of a $12 million settlement with the Bank of Queensland went to the law firm and funder behind the case.

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ASIC declined to take action on class action funding arrangement, inquiry told
ACCC 2020-07-15 6:50 pm By Alison Eveleigh Sydney

The corporate watchdog would not take action on funding terms in a Fair Work class action brought by Adero Law, after receiving reports of potential misleading or deceptive conduct by the law firm and the funder backing the case, according to submissions made in the government’s latest inquiry into litigation funding and class actions.

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Former Sydney liquidator faces charges she misappropriated $240,000
ASIC 2020-07-15 6:02 pm By Alison Eveleigh

A former Sydney liquidator has been charged with dishonesty offences and faces possible jail time after allegedly misappropriating almost $240,000 from company bank accounts.

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ASIC wins appeal of ruling overturning life ban against financial adviser
ASIC 2020-07-14 7:00 pm By Christine Caulfield Melbourne

The Australian Securities and Investments Commission has won its challenge to a tribunal ruling that overturned a permanant ban imposed on a RI Advice Group authorised financial planner who double charged his clients.

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‘The scheme has failed’: Court appoints provisional liquidators to Mayfair’s IPO Wealth
ASIC 2020-07-02 12:46 pm By Miklos Bolza Sydney

A court has appointed provisional liquidators to the IPO Wealth Group, rejecting claims by the firm’s sole director that the move would severely damage his reputation and that of the wider Mayfair group.

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Société Générale Australia pleads guilty to client money offences
ASIC 2020-07-01 2:05 pm By Alison Eveleigh Sydney

An Australian arm of French banking powerhouse Société Générale has pleaded guilty to client money offences, after it reported to the Australian Securities and Investment Commission that it had deposited client money into unauthorised bank accounts.

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Mayfair 101 founder denies troubled fund a Ponzi scheme
ASIC 2020-06-30 4:26 pm By Miklos Bolza Sydney

The embattled founder of Mayfair 101 investment group has denied allegations that its $80 million IPO Wealth fund is a failed Ponzi scheme as he fights the appointment of a provisional liquidator to the fund.

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ASIC won’t bring action against Retail Food Group despite report of ‘particularly unjust’ conduct
ASIC 2020-06-30 1:21 pm By Christine Caulfield Melbourne

Gloria Jeans’ owner Retail Food Group has avoided enforcement action by the Australian Securities and Investments Commission after an investigation sparked by last year’s damning parliamentary report into the franchise sector.

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