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MLC admits to contraventions in $17.5M ASIC suit
Alicia Lyons 2022-03-24 10:49 pm By Cindy Cameronne Sydney

Wealth manager MLC Limited has admitted to violating the Corporations Act by failing to send overdue notices to policyholders over a 15-year period, but will defend the bulk of ASIC’s claims in proceedings accusing it of causing $17.5 million in harm to over a quarter of a million consumers.

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Australia second to US for climate-related litigation, report finds
ASIC 2022-03-18 7:11 pm By Sam Matthews Melbourne

Australia ranks second in the world for climate-related lawsuits, and the threat of climate litigation looms larger than ever for Australian companies across all sectors, a new report has found.

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ASIC seeks recusal of former Freehills lawyer in costs spat with ex-Tennis Australia boss
Aaron Weinstock 2022-03-18 1:17 pm By Miklos Bolza Sydney

ASIC has asked a Federal Court registrar who previously worked at Herbert Smith Freehills to step down from overseeing remaining costs disputes in its failed case against former Tennis Australia president Steven Healy, who is represented by the Big Six firm.

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ACCC takes Facebook owner to court over scam celebrity cryptocurrency ads
ACCC 2022-03-18 11:45 am By Cat Fredenburgh Melbourne

The consumer regulator has initiated court proceedings alleging Facebook technology allowed scam cryptocurrency ads featuring celebrities to target susceptible users and that the social media giant failed to take adequate steps to remove them. 

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ASIC claims another scalp in ongoing BigUn investigation
Accounting 2022-03-17 5:50 pm By Sam Matthews Melbourne

A former auditor of collapsed video company BigUn has had his company auditor registration suspended for a year following an application by the corporate regulator over a conflict of interest. 

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Mayfair’s James Mawhinney wants reprieve from ASIC’s contempt case
Angel Aleksov 2022-03-17 4:14 pm By Cindy Cameronne Sydney

Mayfair 101 director James Mawhinney has sought a temporary stay of ASIC’s case accusing him of being in contempt of court for allegedly breaching a 20-year ban on selling financial products.

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ASIC’s penalty against Squirrel Super ‘might be a bit light on’, court says
ASIC 2022-03-15 3:15 pm By Sam Matthews Melbourne

A judge has questioned the $55,000 penalty jointly proposed by the parties in ASIC’s case against fintech company Squirrel Super over misleading statements about returns on property statements, saying it “might be a bit light on.”

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TerraCom can’t keep PwC report from ASIC investigators
Accounting 2022-03-11 10:14 pm By Christine Caulfield Melbourne

Mining company TerraCom has lost a case seeking to shield a report by PricewaterhouseCoopers from the Australian Securities and Investments Commission, which is investigating claims current and former executives falsified coal quality results.

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Third Nuix class action means beauty parade may be unavoidable
ASIC 2022-03-10 11:13 pm By Cat Fredenburgh Melbourne

Technology company Nuix has been hit with a third shareholder class action over its troubled $1.8 billion float on the ASX, setting up what is likely to be the first beauty parade in the Supreme Court of Victoria since the state allowed class action lawyers to seek a cut of any settlement or judgment.

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AMP to face penalty in ASIC’s fees-for-no-service case
AMP 2022-03-10 3:59 pm By Sam Matthews Melbourne

AMP has admitted to contraventions and will face a penalty in ASIC proceedings over fees-for-no-service conduct that allegedly led to upwards of $600,000 being unlawfully withdrawn from superannuation member accounts.

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