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‘Spurious’ arguments cost James Mawhinney in successful appeal of 20-year ban
Allan Myers 2022-12-22 11:10 pm By Christine Caulfield

The founder of investment group Mayfair 101 must foot half his costs of a successful appeal of a 20-year ban on fund raising because of the many “spurious” grounds of appeal he pressed.

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‘ASX Wolf’ trader’s Instagram account was unlicensed financial services biz, court rules
ASIC 2022-12-20 4:51 pm By Sam Matthews Melbourne

Gold Coast ‘finfluencer’ Tyson Scholz provided illegal financial services by giving tips on his Instagram account and to customers who paid for access to his seminars and ‘Black Wolf Pit’ chat room, a judge has found.

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‘Disastrous’ GetSwift class action settlement revised down to $1M
Alan Shearer 2022-12-20 4:47 pm By Cat Fredenburgh

A $1.5 million class action settlement against failed logistics provider GetSwift, which a judge termed a “disaster”, has been revised down to $1 million and may face a liquidators’ challenge that could see a group members recover nothing.

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‘Predatory and flagrant’: Debt collector A&M Group to pay $800,000 in ASIC case
Aaron Weinstock 2022-12-20 3:00 pm By Cindy Cameronne Sydney

A judge has ordered debt collection agency A&M Group to pay $800,000 after it allegedly harassed and coerced debtors by repeatedly contacting family, friends and employers and claiming they could face imprisonment.

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Despite pleading guilty, CBA dodges criminal case over consumer credit insurance
ASIC 2022-12-20 9:39 am By Christine Caulfield

A precedential ruling on the statute of limitations in a separate case has forced the dismissal of criminal charges against the Commonwealth Bank — after the bank pleaded guilty.

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ACCC accuses wealth guru Dominique Grubisa of misleading students
ACCC 2022-12-16 9:53 pm By Cindy Cameronne Sydney

The Australian Competition and Consumer Commission has taken wealth guru Dominique Grubisa and her business DG Institute to court for allegedly misleading students of their real estate investing and wealth management programs.

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ASIC brings action against Firstmac over alleged DDO breaches
ASIC 2022-12-16 3:06 pm By Sam Matthews Melbourne

In only the second case of its kind, ASIC has taken non-bank lender Firstmac to court over alleged breaches of design and distribution obligations in relation to its High Livez managed investment scheme.

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High Court won’t hear appeal by payday lenders Cigno, BHF
Adam Pomerenke 2022-12-15 8:43 pm By Cat Fredenburgh

The High Court won’t hear an appeal by payday loan providers Cigna and BHF seeking to challenge a Full Court judgment that found they can’t dodge the obligations contained in the National Credit Code through their lending model.

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Finder Wallet taken to court by ASIC over ‘unlicensed’ crypto product
ASIC 2022-12-15 5:48 pm By Cat Fredenburgh Melbourne

ASIC has filed a lawsuit against Finder Wallet, a subsidiary of comparison website Finder.com, alleging the company breached various requirements in relation to its crypto product Finder Earn.

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Courtenay House contractor pleads guilty over $180M Ponzi scheme
ASIC 2022-12-14 9:28 pm By Sam Matthews Melbourne

A former contractor of investment management fund Courtenay House who received over $670,000 in commissions from investors has pleaded guilty to two criminal charges after an ASIC investigation revealed the company duped 585 investors in a $180 million Ponzi scheme.

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