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Royal Bank of Scotland settles class action at 11th hour
Financial Services 2018-02-15 4:03 pm By Cat Fredenburgh

The Royal Bank of Scotland has reached a settlement in a consumer protection class action on the eve of trial in the Federal Court.

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Financial complaints watchdog set for 2018 launch
Competition & Consumer Protection 2018-02-15 1:21 pm By Cat Fredenburgh

Australian consumers will soon be able to lodge grievances with a new body for resolving complaints with financial institutions.

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Judge OKs $100M in rate-rigging settlements
Allens 2017-11-10 10:58 pm By Cat Fredenburgh

A Federal Court judge on Friday signed off on $100 million in settlements between Australia’s securities regulator and National Australia Bank Ltd. and Australia & New Zealand Banking Group Ltd. for attempting to manipulate the market for the bank bill swap reference rate.

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Citibank repays cardholders $4.3M
Competition & Consumer Protection 2017-11-09 12:51 pm By Cat Fredenburgh

Citibank will provide refunds of $3.3 million to credit card customers for failing to refund them when their credit card accounts were closed with an outstanding credit balance.

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ASIC wins $1M in first fine for breach of best interests
Competition & Consumer Protection 2017-10-30 9:38 pm By Cat Fredenburgh

The Australian Securities and Investments Commission has won a $1 million penalty against a financial advice firm for breaching the so-called best interest duty, the first ever penalty imposed for such a violation.

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ASIC, banks delay rate rigging trial again as talks continue
Allens 2017-10-25 11:06 am By Cat Fredenburgh

The trial against three of Australia’s biggest banks over alleged interest rate rigging was pushed back again on Wednesday after lawyers for National Australia Bank and Australia and New Zealand Banking Group told the Federal Court they were still in settlement talks with the securities regulator.

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Corporate penalties to triple under new proposal
Competition & Consumer Protection 2017-10-24 12:36 pm By Cat Fredenburgh

The Australian Securities and Investments Commission could get more teeth under a new proposal by a Turnbull government taskforce released Tuesday, with penalties for corporate crime tripling from $1 million to $3 million.

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ANZ settles with ASIC on eve of trial
Allens 2017-10-23 12:05 pm By Cat Fredenburgh

Australia and New Zealand Banking Group Ltd. has reached an 11th-hour deal with the securities regulator over allegations of interest rate rigging.

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