Broker Openmarkets pays $4.5M penalty over ‘wash’ trades

ASIC 2023-07-06 2:18 pm By Sam Matthews | Melbourne

Please login to bookmark

Retail broker Openmarkets has paid the largest ever penalty handed down by ASIC’s markets disciplinary panel, with the regulator also banning its former trading head for three years.

Subscribe to Lawyerly to access this article.

Already a subscriber?
Lost your password?

For information on rights and reprints, contact subscriptions@lawyerly.com.au