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ASIC gets time to mull class action’s bid to ring-fence $7.2M Dixon Advisory penalty
ASIC 2021-11-25 1:59 pm By Cat Fredenburgh Melbourne

A court has delayed a hearing on a bid by the applicant in a class action against Dixon Advisory to freeze a $7.2 million penalty secured by the Australian Securities and Investments Commission against the self-managed superfund provider so the corporate regulator can consider its position on the request.

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Nuix hit with shareholder class action over $1.8B IPO
Class Actions 2021-11-22 11:54 am By Cat Fredenburgh Melbourne

Embattled technology company Nuix has been hit with a shareholder class action over its $1.8 billion December float on the ASX.

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Dixon Advisory class action wants court to hold penalty in ASIC case
ASIC 2021-11-19 1:21 pm By Cat Fredenburgh Melbourne

The applicant in a class action against self-managed superfund provider Dixon Advisory wants to intervene in ASIC’s proceedings, which the company agreed to resolve for $7.2 million, saying any penalty in the case should be held by the court until the resolution of the class action.

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ASIC hits MLC with $17.5M court action over insurance failures
ASIC 2021-11-19 9:14 am By Cat Fredenburgh Melbourne

The corporate regulator has taken MLC Limited to court, alleging the insurer’s failure to implement proper systems and controls over a more than 20 year period caused $17.5 million in harm to over a quarter million consumers.

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Former MP Craig Thomson arrested, charged with $2M visa fraud
White Collar 2021-11-17 3:37 pm By Cat Fredenburgh Melbourne

Former Labor MP Craig Thomson has been arrested and charged with reaping more than $2 million from facilitating more than 130 fraudulent visa applications.

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Ex-Healthe Care exec fined $10,000 for insider trading
ASIC 2021-11-17 12:00 pm By Cat Fredenburgh Melbourne

A former executive of hospital operator Healthe Care has been sentenced and fined $10,000 after pleading guilty to one charge of insider trading for acquiring a large number of the company’s shares while in possession of inside information regarding plans to acquire a rival hospital operator.

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Class action investigation targets NSW Police over strip searches at music festival
Class Actions 2021-11-16 11:17 am By Cat Fredenburgh Melbourne

NSW Police may be hit with a class action for allegedly subjecting attendees of the Splendour in the Grass music festival to “invasive and traumatic” strip searches.

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GetSwift mulls appeal of scathing judgment on ‘PR-driven’ approach to ASX statements
Alan Shearer 2021-11-11 5:51 pm By Cat Fredenburgh Melbourne

Logistics company GetSwift says it is considering an appeal of an 859-page judgment which lambasted the company and its directors’ “public relations-driven approach” to announcements on the Australian Stock Exchange.

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Court blocks short seller from releasing Vulcan Energy report
Bennett + Co 2021-11-09 4:42 pm By Cat Fredenburgh Melbourne

Lithium producer Vulcan Energy has won a court injunction blocking Beijing-based short seller J Capital from releasing a critical report on the Perth-based company for one week.

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Ex-Quantum Resources CEO sentenced for insider trading
ASIC 2021-11-09 3:50 pm By Cat Fredenburgh Melbourne

Former Quantum Resources CEO and director Avrohom Kimelman has been sentenced after being convicted on charges of insider trading and conspiring to manipulate the market in shares of the company, now known as Nova Minerals.

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