ASIC did nothing about Dover’s client protection policy for over a year, court told
ASIC 2020-02-03 9:59 pm By Christine Caulfield | Melbourne
Please login to bookmark Close

The Australian Securities and Investments Commission formed the view that Dover Financial’s “Orwellian” client protection policy was misleading in 2016 but did not raise its concerns with the now defunct firm until 2018, a court has heard.

Subscribe to Lawyerly to access this article.

Already a subscriber?
Lost your password?

For information on rights and reprints, contact subscriptions@lawyerly.com.au